Case study:  
Raymond James Investment Services

Raymond James: Enterprise Security & Compliance Transformation

Client

Raymond James Investment Services

Timeline

9 months

Service

Advisory / Consultancy

Project Summary

A comprehensive data governance and compliance initiative enabling full GDPR alignment across a large investment network, laying the foundation for future cloud adoption.
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what they were struggling with

Challenge

With 55 branches and a mix of cloud and on-premise systems, Raymond James needed to meet GDPR compliance and improve its security posture. Disparate data handling led to potential regulatory risk and limited confidence in data governance practice.

what we aimed to do

Goal

Build a compliance framework and reduce regulatory risk across the entire organisation.

how we helped

Solution

Accelix conducted a complete information audit to map sensitive data flow across all branches. We implemented a Cloud Security & Compliance Framework using Azure-native tools, including:

  • Azure Sentinel for centralised security monitoring
  • Role-based access policies and Conditional Access in Azure AD
  • Data encryption and Data Loss Prevention (DLP) across all services
  • Compliance dashboards with automated policy enforcement
  • Hand‑off documentation and training for internal security teams

how this made a difference

Impact

By the end of the 9-month project:

  • Achieved full GDPR compliance across all locations
  • Reduced regulatory risk through consistent data governance
  • Deployed a proactive security posture with real-time monitoring and alerts
  • Empowered internal teams with ongoing training and business-as-usual ownership